The NFA took action against Tradeco Clearing, a forex dealer member based in San Diego, California. An NFA business conduct committee found that Tradeco: “used deceptive and misleading promotional material, failed to maintain required financial books and records, failed to develop and implement an adequate anti-money laundering program, failed to maintain required adjusted net capital and failed to file required financial notices with NFA” (see www.nfa.futures.org/news/newsRel.asp?ArticleID=2038).
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