| Economic | Emerging | Risk | European | Asian | M&A | Privatizations | ||||
| Rank | research | market research | management | equity research | equity research | |||||
| 97 | 96 | Weighting: | 225.00 | 50.00 | 25.00 | 50.00 | 25.00 | 25.00 | 25.00 | 25.00 |
| 26 | 20 | Barclays Capital*** | 8.13 | 4.62 | 0.87 | 2.18 | 0.46 | 0.00 | ||
| 27 | 33 | Donaldson Lufkin & Jenrette | 7.11 | 0.00 | 0.00 | 5.11 | 2.00 | |||
| 28 | 23 | Bank of Tokyo-Mitsubishi | 6.73 | 3.25 | 1.74 | 1.74 | 0.00 | |||
| 29 | 29 | Schroders | 5.51 | 0.00 | 0.00 | 1.85 | 1.66 | 2.00 | ||
| 30 | ÝÝÝ | Crédit Agricole Indosuez | 4.38 | 0.00 | 0.22 | 0.00 | 4.17 | 0.00 | ||
| 31 | 44 | Royal Bank of Canada | 4.33 | 1.86 | 2.47 | 0.00 | ||||
| 32 | 27 | First Chicago | 3.82 | 1.74 | 0.65 | 1.43 | 0.00 | |||
| 33 | 30 | NationsBank | 3.54 | 0.34 | 1.62 | 1.58 | ||||
| 34 | CIBC-Wood Gundy | 3.12 | 1.37 | 1.75 | 0.00 | |||||
| 35 | 43 | Société Générale | 3.11 | 0.00 | 1.68 | 0.00 | 1.39 | 0.04 | ||
| 36 | Commerzbank | 2.04 | 0.79 | 0.65 | 0.60 | 0.00 | ||||
| 37 | 39 | ANZ Grindlays Bank | 1.95 | 1.03 | 0.22 | 0.69 | 0.00 | |||
| 38 | AIG International | 1.93 | 0.00 | 0.00 | 1.93 | 0.00 | ||||
| 39 | 48 | Industrial Bank of Japan | 1.91 | 1.13 | 0.00 | 0.77 | 0.00 | |||
| 40 | Sumitomo Bank | 1.54 | 0.00 | 1.54 | 0.00 | |||||
| * SBC Warburg ranked 5, Dillon Read ranked 32 | ||||||||||
| ** includes equity & M&A interests acquired from Barclays | ||||||||||
| *** excludes parts of BZW sold to Credit Suisse First Boston | ||||||||||
| Ý Salomon Brothers ranked 25, Smith Barney ranked 22 | ||||||||||
| ÝÝ Bankers Trust ranked 37, Alex Brown ranked 39 | ||||||||||
| ÝÝÝ Banque Indosuez ranked 52 | ||||||||||
Extended overall results
| Rank | Grand total | Underwriting | Trading | Advising | ||||
| 97 | 96 | 95 | (out of 1000) | (out of 400) | (out of 375) | (out of 225) | ||
| 26 | 32 | Banque Nationale de Paris | France | 41.25 | 18.19 | 24.47 | 0.59 | |
| 27 | 34 | Sumitomo Bank | Japan | 36.45 | 12.59 | 22.32 | 1.54 | |
| 28 | 39 | Hambros Bank | UK | 34.71 | 4.91 | 29.80 | 0.00 | |
| 29 | 36 | Bank of Tokyo-Mitsubishi | Japan | 34.37 | 2.06 | 25.58 | 6.73 | |
| 30 | 28 | 20 | Industrial Bank of Japan | Japan | 34.15 | 9.67 | 22.58 | 1.91 |
| 31 | 49 | TD Securities | Canada | 34.05 | 6.74 | 26.84 | 0.47 | |
| 32 | 48 | Royal Bank of Canada | Canada | 33.58 | 1.22 | 28.03 | 4.33 | |
| 33 | 23 | Jardine Fleming | Hong Kong | 32.51 | 7.51 | 0.00 | 25.00 | |
| 34 | 22 | CIBC-Wood Gundy | Canada | 32.31 | 4.65 | 24.54 | 3.12 | |
| 35 | 44 | S-E-Banken | Sweden | 29.42 | 11.95 | 20.47 | 0.00 | |
| 36 | 27 | Crédit Lyonnais | France | 26.83 | 3.23 | 6.92 | 16.67 | |
| 37 | ÝÝÝ | Crédit Agricole Indosuez | France | 25.79 | 4.16 | 17.25 | 4.38 | |
| 38 | 29 | Standard Chartered Bank | UK | 25.17 | 0.38 | 14.98 | 9.81 | |
| 39 | 46 | PaineWebber | USA | 24.15 | 1.15 | 23.00 | 0.00 | |
| 40 | 52 | Istituto Mobiliare Italiano | Italy | 24.10 | 29.55 | 10.55 | 0.00 | |
Extended trading poll
| Eurobonds | Government | MTNs | ECP | Derivatives | Equities | Foreign | ||||
| Rank | bonds | exchange | ||||||||
| 97 | 96 | Weighting: | 375.00 | 50.00 | 50.00 | 30.00 | 20.00 | 75.00 | 75.00 | 75.00 |
| 26 | 32 | Bank of Tokyo-Mitsubishi | 25.58 | 0.00 | 1.25 | 0.50 | 0.00 | 4.55 | 0.00 | 19.27 |
| 27 | 42 | CIBC-Wood Gundy | 24.54 | 7.22 | 8.86 | 0.86 | 0.00 | 1.36 | 0.00 | 6.24 |
| 28 | 24 | Banque Nationale de Paris | 24.47 | 8.38 | 11.06 | 0.15 | 0.00 | 0.00 | 0.00 | 4.89 |
| 29 | 71 | ING Barings | 23.49 | 9.54 | 11.48 | 0.60 | 0.61 | 0.00 | 0.00 | 1.27 |
| 30 | 31 | PaineWebber | 23.00 | 7.38 | 13.72 | 0.08 | 0.00 | 0.00 | 0.00 | 1.81 |
| 31 | 22 | Industrial Bank of Japan | 22.58 | 1.03 | 7.24 | 0.97 | 0.00 | 6.83 | 0.00 | 6.51 |
| 32 | 26 | Sumitomo Bank | 22.32 | 0.00 | 1.25 | 2.70 | 0.00 | 3.17 | 0.00 | 15.20 |
| 33 | 30 | S-E-Banken | 20.47 | 0.00 | 7.85 | 0.18 | 1.91 | 0.19 | 0.66 | 9.68 |
| 34 | ÝÝ | Bankers Trust Alex Brown | 20.32 | 0.93 | 0.00 | 1.70 | 2.03 | 5.26 | 0.00 | 10.40 |
| 35 | ÝÝÝ | Crédit Agricole Indosuez | 17.25 | 1.82 | 5.91 | 0.29 | 0.00 | 0.00 | 0.00 | 9.23 |
| 36 | 37 | Nikko Securities | 16.99 | 0.89 | 11.93 | 3.68 | 0.30 | 0.18 | 0.00 | |
| 37 | 40 | Fuji Bank | 16.62 | 0.00 | 0.00 | 0.09 | 0.00 | 5.85 | 0.00 | 10.68 |
| 38 | 23 | AIG International | 15.93 | 0.00 | 0.00 | 0.00 | 0.00 | 3.98 | 0.00 | 11.94 |
| 39 | 44 | Dai-Ichi Kangyo Bank | 15.88 | 0.69 | 0.00 | 0.08 | 0.00 | 0.00 | 0.00 | 15.11 |
| 40 | 27 | Standard Chartered Bank | 14.98 | 0.00 | 0.00 | 0.00 | 0.00 | 0.60 | 0.00 | 14.38 |
| * SBC Warburg ranked 3 | ||||||||||
| ** includes equity & M&A interests acquired from Barclays | ||||||||||
| *** excludes parts of BZW sold to Credit Suisse First Boston | ||||||||||
| Ý Salomon Brothers ranked 18 | ||||||||||
| ÝÝ Bankers Trust ranked 33, Alex Brown ranked 79 | ||||||||||
| ÝÝÝ Crédit Agricole ranked 86, Banque Indosuez ranked 28 | ||||||||||
Extended underwriting poll
| Overall | Bonds | MTNs | ECP | Equities | ||||
| Rank | capital raising | |||||||
| 97 | 96 | Weighting: | 400.00 | 75.00 | 125.00 | 30.00 | 20.00 | 150.00 |
| 26 | 19 | NatWest Group | 13.44 | 2.34 | 11.10 | 0.00 | 0.00 | 0.00 |
| 27 | – | Den Danske Bank | 14.08 | 1.56 | 2.88 | 0.31 | 4.62 | 4.71 |
| 28 | 35 | Sumitomo Bank | 12.59 | 8.59 | 0.56 | 1.65 | 0.00 | 1.79 |
| 29 | 39 | Kredietbank | 12.56 | 12.39 | 0.00 | 0.00 | 0.16 | |
| 30 | 43 | Peregrine Securities | 12.41 | 0.78 | 1.59 | 0.46 | 0.00 | 9.59 |
| 31 | 34 | Commerzbank | 12.31 | 3.91 | 7.28 | 0.00 | 0.00 | 1.12 |
| 32 | – | Banque Bruxelles Lambert | 12.30 | 12.29 | 0.00 | 0.00 | 0.00 | |
| 33 | 58 | S-E-Banken | 11.95 | 3.13 | 5.51 | 0.00 | 0.82 | 2.49 |
| 34 | – | Unibank | 11.27 | 1.56 | 9.49 | 0.00 | 0.00 | 0.21 |
| 35 | 72 | Istituto Bancario San Paolo di Torino | 10.84 | 0.00 | 9.60 | 0.00 | 0.00 | 1.24 |
| 36 | – | Banca Nazionale del Lavoro | 10.50 | 10.50 | 0.00 | 0.00 | 0.00 | |
| 37 | 37 | Bear Stearns | 9.91 | 1.56 | 4.79 | 0.04 | 0.00 | 3.53 |
| 38 | 33 | Industrial Bank of Japan | 9.67 | 6.25 | 3.20 | 0.22 | 0.00 | 0.00 |
| 39 | Banco Santander de Negocios | 9.09 | 1.56 | 1.68 | 0.22 | 0.38 | 5.24 | |
| 40 | 12 | Daiwa Securities | 8.97 | 0.78 | 6.54 | 0.73 | 0.00 | 0.92 |
| * SBC Warburg ranked 3 | ||||||||
| ** includes equity & M&A interests acquired from Barclays | ||||||||
| *** excludes parts of BZW sold to Credit Suisse First Boston | ||||||||
| Ý Salomon Brothers ranked 15, Smith Barney ranked 45 | ||||||||
| ÝÝ Alex Brown ranked 52 | ||||||||
| ÝÝÝ Crédit Agricole ranked 64 | ||||||||