Extended advising poll

        Economic Emerging Risk European Asian M&A Privatizations Rank     research market research management equity research equity research     97 96 Weighting: 225.00 50.00 25.00 50.00 25.00 25.00 25.00 25.00 26 20 Barclays Capital*** 8.13 4.62 0.87 2.18   0.46 0.00   27 33 Donaldson Lufkin & Jenrette 7.11 0.00 […]

        Economic Emerging Risk European Asian M&A Privatizations
Rank     research market research management equity research equity research    
97 96 Weighting: 225.00 50.00 25.00 50.00 25.00 25.00 25.00 25.00
26 20 Barclays Capital*** 8.13 4.62 0.87 2.18   0.46 0.00  
27 33 Donaldson Lufkin & Jenrette 7.11 0.00   0.00     5.11 2.00
28 23 Bank of Tokyo-Mitsubishi 6.73 3.25 1.74 1.74     0.00  
29 29 Schroders 5.51 0.00   0.00   1.85 1.66 2.00
30 ÝÝÝ Crédit Agricole Indosuez 4.38 0.00 0.22 0.00   4.17 0.00  
31 44 Royal Bank of Canada 4.33 1.86   2.47     0.00  
32 27 First Chicago 3.82 1.74 0.65 1.43     0.00  
33 30 NationsBank 3.54 0.34   1.62     1.58  
34   CIBC-Wood Gundy 3.12 1.37   1.75     0.00  
35 43 Société Générale 3.11 0.00   1.68 0.00 1.39 0.04  
36   Commerzbank 2.04 0.79 0.65 0.60     0.00  
37 39 ANZ Grindlays Bank 1.95 1.03 0.22 0.69     0.00  
38   AIG International 1.93 0.00 0.00 1.93     0.00  
39 48 Industrial Bank of Japan 1.91 1.13 0.00 0.77     0.00  
40   Sumitomo Bank 1.54 0.00   1.54     0.00  
* SBC Warburg ranked 5, Dillon Read ranked 32
** includes equity & M&A interests acquired from Barclays
*** excludes parts of BZW sold to Credit Suisse First Boston
Ý Salomon Brothers ranked 25, Smith Barney ranked 22
ÝÝ Bankers Trust ranked 37, Alex Brown ranked 39
ÝÝÝ Banque Indosuez ranked 52

Extended overall results

Rank     Grand total Underwriting Trading Advising
97 96 95     (out of 1000) (out of 400) (out of 375) (out of 225)
26 32   Banque Nationale de Paris France 41.25 18.19 24.47 0.59
27 34   Sumitomo Bank Japan 36.45 12.59 22.32 1.54
28 39   Hambros Bank UK 34.71 4.91 29.80 0.00
29 36   Bank of Tokyo-Mitsubishi Japan 34.37 2.06 25.58 6.73
30 28 20 Industrial Bank of Japan Japan 34.15 9.67 22.58 1.91
31 49   TD Securities Canada 34.05 6.74 26.84 0.47
32 48   Royal Bank of Canada Canada 33.58 1.22 28.03 4.33
33 23   Jardine Fleming Hong Kong 32.51 7.51 0.00 25.00
34 22   CIBC-Wood Gundy Canada 32.31 4.65 24.54 3.12
35 44   S-E-Banken Sweden 29.42 11.95 20.47 0.00
36 27   Crédit Lyonnais France 26.83 3.23 6.92 16.67
37 ÝÝÝ   Crédit Agricole Indosuez France 25.79 4.16 17.25 4.38
38 29   Standard Chartered Bank UK 25.17 0.38 14.98 9.81
39 46   PaineWebber USA 24.15 1.15 23.00 0.00
40 52   Istituto Mobiliare Italiano Italy 24.10 29.55 10.55 0.00

Extended trading poll

        Eurobonds Government MTNs ECP Derivatives Equities Foreign
Rank       bonds         exchange
97 96 Weighting: 375.00 50.00 50.00 30.00 20.00 75.00 75.00 75.00
26 32 Bank of Tokyo-Mitsubishi 25.58 0.00 1.25 0.50 0.00 4.55 0.00 19.27
27 42 CIBC-Wood Gundy 24.54 7.22 8.86 0.86 0.00 1.36 0.00 6.24
28 24 Banque Nationale de Paris 24.47 8.38 11.06 0.15 0.00 0.00 0.00 4.89
29 71 ING Barings 23.49 9.54 11.48 0.60 0.61 0.00 0.00 1.27
30 31 PaineWebber 23.00 7.38 13.72 0.08 0.00 0.00 0.00 1.81
31 22 Industrial Bank of Japan 22.58 1.03 7.24 0.97 0.00 6.83 0.00 6.51
32 26 Sumitomo Bank 22.32 0.00 1.25 2.70 0.00 3.17 0.00 15.20
33 30 S-E-Banken 20.47 0.00 7.85 0.18 1.91 0.19 0.66 9.68
34 ÝÝ Bankers Trust Alex Brown 20.32 0.93 0.00 1.70 2.03 5.26 0.00 10.40
35 ÝÝÝ Crédit Agricole Indosuez 17.25 1.82 5.91 0.29 0.00 0.00 0.00 9.23
36 37 Nikko Securities 16.99 0.89 11.93 3.68 0.30 0.18 0.00  
37 40 Fuji Bank 16.62 0.00 0.00 0.09 0.00 5.85 0.00 10.68
38 23 AIG International 15.93 0.00 0.00 0.00 0.00 3.98 0.00 11.94
39 44 Dai-Ichi Kangyo Bank 15.88 0.69 0.00 0.08 0.00 0.00 0.00 15.11
40 27 Standard Chartered Bank 14.98 0.00 0.00 0.00 0.00 0.60 0.00 14.38
* SBC Warburg ranked 3
** includes equity & M&A interests acquired from Barclays
*** excludes parts of BZW sold to Credit Suisse First Boston
Ý Salomon Brothers ranked 18
ÝÝ Bankers Trust ranked 33, Alex Brown ranked 79
ÝÝÝ Crédit Agricole ranked 86, Banque Indosuez ranked 28

Extended underwriting poll

        Overall Bonds MTNs ECP Equities
Rank     capital raising        
97 96 Weighting: 400.00 75.00 125.00 30.00 20.00 150.00
26 19 NatWest Group 13.44 2.34 11.10 0.00 0.00 0.00
27 – Den Danske Bank 14.08 1.56 2.88 0.31 4.62 4.71
28 35 Sumitomo Bank 12.59 8.59 0.56 1.65 0.00 1.79
29 39 Kredietbank 12.56   12.39 0.00 0.00 0.16
30 43 Peregrine Securities 12.41 0.78 1.59 0.46 0.00 9.59
31 34 Commerzbank 12.31 3.91 7.28 0.00 0.00 1.12
32 – Banque Bruxelles Lambert 12.30   12.29 0.00 0.00 0.00
33 58 S-E-Banken 11.95 3.13 5.51 0.00 0.82 2.49
34 – Unibank 11.27 1.56 9.49 0.00 0.00 0.21
35 72 Istituto Bancario San Paolo di Torino 10.84 0.00 9.60 0.00 0.00 1.24
36 – Banca Nazionale del Lavoro 10.50   10.50 0.00 0.00 0.00
37 37 Bear Stearns 9.91 1.56 4.79 0.04 0.00 3.53
38 33 Industrial Bank of Japan 9.67 6.25 3.20 0.22 0.00 0.00
39   Banco Santander de Negocios 9.09 1.56 1.68 0.22 0.38 5.24
40 12 Daiwa Securities 8.97 0.78 6.54 0.73 0.00 0.92
* SBC Warburg ranked 3
** includes equity & M&A interests acquired from Barclays
*** excludes parts of BZW sold to Credit Suisse First Boston
Ý Salomon Brothers ranked 15, Smith Barney ranked 45
ÝÝ Alex Brown ranked 52
ÝÝÝ Crédit Agricole ranked 64