Julia Hoggett, director of market oversight at the UK’s FCA, has a simple adage: you maximize the chances of people meeting your expectations if you are clear about what those are.
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Julia Hoggett, FCA |
In a speech late last year, she set out what she expects of market participants when it comes to the identification and reporting of market abuse, in whatever form.
Equity market participants needed to step up their ability to identify market manipulation – often less obvious than insider dealing and accounting for a much lower proportion of reports.
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