Global financing survey – overall

Overall Capital Raising Ranking 2002 Total score 1 Citigroup 95 2 UBS Warburg 78 3 Deutsche 74 4 Goldman Sachs 63 5 Merrill Lynch 51 6 JP Morgan Chase 48 7 Morgan Stanley Dean Witter 37 8 HSBC 33 9 Barclays Capital 32 10 Credit Suisse First Boston 29 11 ABN Amro 27 12 BNP […]

Overall Capital Raising
Ranking 2002 Total score
1 Citigroup 95
2 UBS Warburg 78
3 Deutsche 74
4 Goldman Sachs 63
5 Merrill Lynch 51
6 JP Morgan Chase 48
7 Morgan Stanley Dean Witter 37
8 HSBC 33
9 Barclays Capital 32
10 Credit Suisse First Boston 29
11 ABN Amro 27
12 BNP Paribas 25
13 Lehman Brothers 23
14 Société Générale 16
15 Nomura Securities 11
16= Crédit Agricole Indosuez 9
16= Nordea 9
16= Mizuho Group 9
16= ING Group 9
20= San Paolo-IMI 8
20= Unicredito Italiano 8
22 Dresdner Kleinwort Wasserstein 7
23= Daiwa Securities 6
23= HypoVereinsbank 6
25= Raiffeisen Zentralbank 4
25= Royal Bank of Scotland 4
25= Bear Stearns 4
25= Bank of America 4
25= Shinkin 4
25= Banco BPI 4
25= Mitsubishi Tokyo Financial Group 4
32= Lazard Freres 3
32= Natexis Banque 3
32= Nomura International 3
32= Santander Central Hispano 3
32= West LB 3
37= Standard Chartered Bank 2
37= Nikko Securities 2
37= Toronto Dominion Bank 2
37= ICBC 2
37= Landesbank Baden-Wuerttemberg 2
37= Wachovia 2
37= Crédit Lyonnais 2
International bonds
Ranking 2002 Total score
1 Deutsche 93
2 UBS Warburg 84
3 Citigroup 77
4 JP Morgan Chase 69
5 Merrill Lynch 63
6 Goldman Sachs 50
7= Morgan Stanley Dean Witter 39
7= ABN Amro 39
9 Barclays Capital 37
10 Lehman Brothers 29
11 Credit Suisse First Boston 28
12 BNP Paribas 25
13 HSBC 12
14= Société Générale 10
14= Nomura Securities 10
16 HypoVereinsbank 8
17= San Paolo-IMI 7
17= Mizuho Group 7
17= Royal Bank of Scotland 7
17= Unicredito Italiano 7
21= ING Group 6
21= Dresdner Kleinwort Wasserstein 6
21= Daiwa Securities 6
21= CDC Marchés 6
25= Commerzbank 4
25= Royal Bank of Canada 4
25= Crédit Lyonnais 4
25= Bank of Montreal 4
25= Shinkin 4
25= Bank of America 4
25= Rabobank 4
25= West LB 4
33= Nomura International 2
33= Landesbank Rheinland Pfalz 2
33= Nordea 2
33= Nikko Securities 2
Currencies $ straights
Ranking 2002 Total score
1 Citigroup 76
2 JP Morgan Chase 73
3 UBS Warburg 45
4 Goldman Sachs 37
5 Merrill Lynch 35
6 Morgan Stanley Dean Witter 25
7 Lehman Brothers 23
8= BNP Paribas 20
8= Deutsche 20
10 Credit Suisse First Boston 19
11 Barclays Capital 16
12= HSBC 12
12= Nomura Securities 12
12= Bank of America 12
15 ABN Amro 7
16= Royal Bank of Canada 4
16= Nordea 4
18= Daiwa Securities 3
18= HypoVereinsbank 3
20= Crédit Lyonnais 2
20= Bank One 2
20= Bear Stearns 2
$ FRNs
Ranking 2002 Total score
1 Citigroup 50
2 JP Morgan Chase 31
3 Morgan Stanley Dean Witter 21
4 UBS Warburg 19
5 Merrill Lynch 17
6= Credit Suisse First Boston 12
6= Nomura Securities 12
6= Deutsche 12
9 Lehman Brothers 10
10 Barclays Capital 9
11 HSBC 8
12= Société Générale 7
12= Goldman Sachs 7
14= Nomura International 4
14= Bank of America 4
14= Royal Bank of Scotland 4
14= ABN Amro 4
14= Bear Stearns 4
19= HypoVereinsbank 3
19= Daiwa Securities 3
Euro straights
Ranking 2002 Total score
1 Deutsche 80
2 UBS Warburg 53
3 Barclays Capital 43
4 Citigroup 42
5 Merrill Lynch 33
6 Credit Suisse First Boston 29
7 ABN Amro 22
8 BNP Paribas 17
9 HSBC 16
10= Morgan Stanley Dean Witter 13
10= Dresdner Kleinwort Wasserstein 13
12 Société Générale 12
13 Goldman Sachs 10
14 Lehman Brothers 9
15= JP Morgan Chase 8
15= HypoVereinsbank 8
15= ING Group 8
18 Commerzbank 7
19 Nordea 6
20= Crédit Agricole Indosuez 4
20= Santander Central Hispano 4
20= Nomura Securities 4
23= CDC Marchés 3
23= Royal Bank of Scotland 3
23= Fortis Bank 3
23= Landesbank Rheinland Pfalz 3
23= West LB 3
28= Saschen LB 2
28= KBC Bank 2
28= Landesbank Baden-Wuerttemberg 2
Euro FRNs
Ranking 2002 Total score
1 Deutsche 45
2 Barclays Capital 31
3 UBS Warburg 24
4 Citigroup 19
5 Merrill Lynch 16
6 Morgan Stanley Dean Witter 15
7 Dresdner Kleinwort Wasserstein 12
8 San Paolo-IMI 10
9= ABN Amro 9
9= Credit Suisse First Boston 9
11 HypoVereinsbank 8
12 JP Morgan Chase 7
13= BNP Paribas 6
13= West LB 6
15 Unicredito Italiano 5
16= Natexis Banque 4
16= Nomura Securities 4
16= CDC Marchés 4
16= Société Générale 4
16= Lehman Brothers 4
16= HSBC 4
16= Crédit Agricole Indosuez 4
23= Royal Bank of Scotland 3
23= Santander Central Hispano 3
23= Grupo Financiero BBVA Bancomer 3
26 Goldman Sachs 2
High-yield
Ranking 2002 Total score
1 Citigroup 21
2 Credit Suisse First Boston 15
3 BNP Paribas 8
4= Morgan Stanley Dean Witter 6
4= UBS Warburg 6
6 Deutsche 5
7= HSBC 4
7= JP Morgan Chase 4
7= Merrill Lynch 4
7= ABN Amro 4
7= Royal Bank of Scotland 4
7= Toronto Dominion Bank 4
7= Goldman Sachs 4
14= Lehman Brothers 3
14= Royal Bank of Canada 3
14= Dresdner Kleinwort Wasserstein 3
14= Barclays Capital 3
Highly structured
Ranking 2002 Total score
1 Citigroup 35
2 Deutsche 32
3 Credit Suisse First Boston 24
4 JP Morgan Chase 22
5 Goldman Sachs 19
6 Morgan Stanley Dean Witter 17
7 Mizuho Group 16
8 BNP Paribas 15
9= Merrill Lynch 10
9= UBS Warburg 10
11 Nomura International 7
12 Société Générale 6
13= AIG International 4
13= Nomura Securities 4
13= Royal Bank of Scotland 4
13= HSBC 4
13= Shinkin 4
13= Bank of America 4
13= Unicredito Italiano 4
20= HypoVereinsbank 3
20= ABN Amro 3
20= Lehman Brothers 3
20= Royal Bank of Canada 3
24 Barclays Capital 2
Yen
Ranking 2002 Total score
1 Nomura Securities 40
2 Citigroup 36
3 Mizuho Group 34
4 Daiwa Securities 20
5 Shinkin 16
6 Mitsubishi Tokyo Financial Group 11
7= Deutsche 10
7= UBS Warburg 10
9= Credit Suisse First Boston 7
9= Merrill Lynch 7
9= Morgan Stanley Dean Witter 7
12 ABN Amro 4
13= HSBC 3
13= JP Morgan Chase 3
13= Nomura International 3
16= HypoVereinsbank 2
16= Nikko Securities 2
Stg
Ranking 2002 Total score
1 Barclays Capital 48
2 Royal Bank of Scotland 37
3= Citigroup 17
3= UBS Warburg 17
5 HSBC 16
6 JP Morgan Chase 13
7 Morgan Stanley Dean Witter 9
8 Deutsche 7
9 Goldman Sachs 6
10= Merrill Lynch 4
10= Royal Bank of Canada 4
10= Bank of America 4
13= Lehman Brothers 3
13= Credit Suisse First Boston 3
Hybrid capital
Ranking 2002 Total score
1 Merrill Lynch 39
2 Lehman Brothers 12
3= Citigroup 11
3= Credit Suisse First Boston 11
5= Barclays Capital 7
5= UBS Warburg 7
7= HSBC 6
7= Bank of America 6
9 Société Générale 5
10 ABN Amro 4
11= Morgan Stanley Dean Witter 3
11= Goldman Sachs 3
11= BNP Paribas 3
14 HypoVereinsbank 2
Others
Ranking 2002 Total score
1 Citigroup 6
2= HSBC 4
2= Merrill Lynch 4
2= Mizuho Group 4
2= Nordea 4
2= SEB 4
7= Morgan Stanley Dean Witter 3
7= Nomura Securities 3
7= Daiwa Securities 3
7= Credit Suisse First Boston 3
7= Svenska Handelsbanken 3
12 UBS Warburg 2
Asset-backed
Ranking 2002 Total score
1 Citigroup 34
2 Credit Suisse First Boston 29
3 Deutsche 23
4= JP Morgan Chase 19
4= UBS Warburg 19
6 Morgan Stanley Dean Witter 18
7 Merrill Lynch 17
8 Bank of America 13
9= Barclays Capital 10
9= Bear Stearns 10
9= Bank One 10
12= BNP Paribas 7
12= Crédit Agricole Indosuez 7
14= Nordea 4
14= Royal Bank of Scotland 4
14= HSBC 4
17= Landesbank Baden-Wuerttemberg 3
17= ABN Amro 3
17= Goldman Sachs 3
17= West LB 3
21= Société Générale 2
21= Crédit Industriel et Commercial (CIC) 2
21= Nomura Securities 2
Private placements & structured notes
Ranking 2002 Total score
1 Deutsche 45
2 Goldman Sachs 34
3 UBS Warburg 33
4 Barclays Capital 26
5= HSBC 20
5= Citigroup 20
7= Morgan Stanley Dean Witter 19
7= JP Morgan Chase 19
9 Merrill Lynch 18
10 Nomura Securities 13
11 Lehman Brothers 12
12= San Paolo-IMI 11
12= Mitsubishi Tokyo Financial Group 11
14 UFJ Holdings 9
15= Royal Bank of Scotland 7
15= Mizuho Group 7
15= ABN Amro 7
15= BNP Paribas 7
15= Unicredito Italiano 7
20= Société Générale 6
20= Credit Suisse First Boston 6
20= Crédit Agricole Indosuez 6
20= HypoVereinsbank 6
24 Commerzbank 5
25= CDC Marchés 4
25= Shinkin 4
25= Nordea 4
25= AIG International 4
25= Dresdner Kleinwort Wasserstein 4
30= Daiwa Securities 3
30= Bank of America 3
30= Nomura International 3
33= Iccrea Banca 2
33= Standard Bank 2
33= Banca Intesa 2
33= West LB 2
International equity offerings
Ranking 2002 Total score
1 Deutsche 23
2 Merrill Lynch 16
3 Citigroup 13
4 UBS Warburg 12
5= Morgan Stanley Dean Witter 11
5= Goldman Sachs 11
7 Credit Suisse First Boston 10
8 Société Générale 9
9 JP Morgan Chase 7
10 Nordea 6
11 Barclays Capital 5
12= Nomura Securities 4
12= Royal Bank of Scotland 4
14= Lehman Brothers 3
14= Daiwa Securities 3
14= HSBC 3
14= BNP Paribas 3
18= Standard Bank 2
18= Crédit Agricole Indosuez 2
Equity-linked issues
Ranking 2002 Total score
1 Merrill Lynch 28
2 Credit Suisse First Boston 21
3= Deutsche 20
3= Citigroup 20
5= JP Morgan Chase 19
5= Morgan Stanley Dean Witter 19
7 UBS Warburg 15
8 Société Générale 10
9= Goldman Sachs 8
9= Barclays Capital 8
9= Unicredito Italiano 8
12 San Paolo-IMI 6
13= HSBC 4
13= Nomura Securities 4
13= HypoVereinsbank 4
13= ABG Sundal & Collier 4
13= BNP Paribas 4
13= Mizuho Group 4
19 ABN Amro 3
20= Crédit Industriel et Commercial (CIC) 2
20= Crédit Agricole Indosuez 2
20= Iccrea Banca 2
Internationally syndicated loans
Ranking 2002 Total score
1 Citigroup 73
2 JP Morgan Chase 38
3= HSBC 17
3= BNP Paribas 17
5 Bank of America 15
6= Barclays Capital 14
6= Deutsche 14
8 West LB 12
9= ABN Amro 9
9= UBS Warburg 9
9= ING Group 9
12= Société Générale 7
12= Crédit Agricole Indosuez 7
12= Morgan Stanley Dean Witter 7
15 Credit Suisse First Boston 6
16 Dresdner Kleinwort Wasserstein 5
17= ANZ Banking Group 4
17= Nordea 4
17= Raiffeisen Zentralbank 4
17= Royal Bank of Scotland 4
17= Commerzbank 4
17= Goldman Sachs 4
17= Merrill Lynch 4
24= KBC Bank 3
24= Crédit Lyonnais 3
24= Bank One 3
27= Standard Bank 2
27= Standard Chartered Bank 2
27= Mitsubishi Tokyo Financial Group 2
27= Banca di Roma 2
EMTN programmes:arrangers
Ranking 2002 Total score
1 Deutsche 79
2 Merrill Lynch 48
3 Citigroup 32
4 Morgan Stanley Dean Witter 28
5 UBS Warburg 26
6 JP Morgan Chase 17
7= Goldman Sachs 15
7= HSBC 15
9= BNP Paribas 14
9= Barclays Capital 14
9= Lehman Brothers 14
12 ABN Amro 8
13= San Paolo-IMI 7
13= Credit Suisse First Boston 7
15= Nomura Securities 4
15= Mitsubishi Tokyo Financial Group 4
15= Bank of Montreal 4
15= Unicredito Italiano 4
19= Royal Bank of Scotland 3
19= Bear Stearns 3
EMTN programmes:dealers
Ranking 2002 Total score
1 Deutsche 68
2 UBS Warburg 57
3 Citigroup 38
4 BNP Paribas 28
5 Merrill Lynch 27
6= Morgan Stanley Dean Witter 24
6= Barclays Capital 24
8 JP Morgan Chase 19
9 Goldman Sachs 17
10 ABN Amro 15
11 San Paolo-IMI 13
12= HSBC 12
12= Lehman Brothers 12
14 Nomura Securities 8
15 Credit Suisse First Boston 7
16= HypoVereinsbank 6
16= Unicredito Italiano 6
16= CDC Marchés 6
19 Mizuho Group 5
20= Bank of Montreal 4
20= Shinkin 4
20= West LB 4
23= Natexis Banque 3
23= Nomura International 3
23= Daiwa Securities 3
23= Royal Bank of Scotland 3
23= Landesbank Baden-Wuerttemberg 3
23= Bear Stearns 3
23= Santander Central Hispano 3
30= Crédit Agricole Indosuez 2
30= Crédit Industriel et Commercial (CIC) 2
30= Dresdner Kleinwort Wasserstein 2
US MTN programmes:arrangers
Ranking 2002 Total score
1 Citigroup 19
2 Goldman Sachs 11
3 Nomura Securities 8
4 Credit Suisse First Boston 7
5 Morgan Stanley Dean Witter 5
6= ING Group 4
6= JP Morgan Chase 4
6= UBS Warburg 4
9 Bank of America 3
10 Merrill Lynch 2
US MTN programmes:dealers
Ranking 2002 Total score
1 Citigroup 21
2 Morgan Stanley Dean Witter 9
3 Nomura Securities 8
4 JP Morgan Chase 7
5 UBS Warburg 6
6 Merrill Lynch 5
7= Credit Suisse First Boston 4
7= Lehman Brothers 4
7= Goldman Sachs 4
10= Bank of America 3
10= Bank One 3
10= Barclays Capital 3
13= Dresdner Kleinwort Wasserstein 2
13= Bear Stearns 2
ECP programmes:arrangers
Ranking 2002 Total score
1 Goldman Sachs 32
2= Deutsche 29
2= Barclays Capital 29
4 Citigroup 27
5 UBS Warburg 16
6 JP Morgan Chase 14
7 ABN Amro 12
8= Nomura Securities 8
8= Royal Bank of Scotland 8
8= KBC Bank 8
11 Merrill Lynch 7
12 Credit Suisse First Boston 6
13 Bank One 4
14= ING Group 3
14= Nordea 3
16= Lehman Brothers 2
16= Morgan Stanley Dean Witter 2
ECP programmes:dealers
Ranking 2002 Total score
1 Deutsche 49
2= Citigroup 48
2= Barclays Capital 48
4 UBS Warburg 31
5 JP Morgan Chase 27
6 Goldman Sachs 19
7 Credit Suisse First Boston 14
8 ING Group 10
9 ABN Amro 9
10= Royal Bank of Scotland 8
10= Merrill Lynch 8
12 Lehman Brothers 7
13 Dresdner Kleinwort Wasserstein 5
14= Nomura Securities 4
14= KBC Bank 4
14= Mizuho Group 4
17 Okobank 3
18= Commonwealth Bank of Australia 2
18= Morgan Stanley Dean Witter 2
US CP programmes:arrangers
Ranking 2002 Total score
1 Goldman Sachs 38
2 JP Morgan Chase 27
3 Citigroup 19
4 Merrill Lynch 11
5 Lehman Brothers 10
6 Bank of America 9
7= Credit Suisse First Boston 8
7= Nomura Securities 8
9 Morgan Stanley Dean Witter 6
10 Bear Stearns 4
11 Bank One 3
US CP programmes:dealers
Ranking 2002 Total score
1 Goldman Sachs 59
2 JP Morgan Chase 37
3 Merrill Lynch 28
4= Lehman Brothers 23
4= Citigroup 23
6 Credit Suisse First Boston 20
7 Morgan Stanley Dean Witter 17
8 Bank of America 11
9= Barclays Capital 4
9= Nomura Securities 4
11= Bank One 3
11= Deutsche 3